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The Ziegler Companies, Inc.


  • Interest Rate Cap

    This protects borrowers from adverse variable interest rate moves above the cap rate. The borrower must pay a premium for the protection -- a series of call options struck at the cap rate. The cost of protection increases as the cap rate/strike price lowers and the maturity increases. For each observation, if the floating rate index exceeds the cap rate, the borrower receives the difference from the cap provider.

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