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The Ziegler Companies, Inc.

Wealth Management > Business Owners > Business Needs Insurance

  • Business Needs Insurance

    As your business grows, you will have needs to protect, and ensure your endeavor. Your Ziegler financial advisor can help you determine what your needs are, and the best products to fulfill your needs.

    Key Employee Insurance

    The death of a key employee can be very disruptive to business operations and it can adversely affect corporate earnings. In addition, the costs for identifying hiring and training a replacement can be high. An average hiring cycle runs from two to four months, and the replacement may demand a higher salary. Key employee insurance can help you weather these financial storms.

    To insure against the death of a key employee, the company purchases an insurance policy on the life of the key employee. The company is the premium payer, the owner of the policy and also the beneficiary of the policy. The monetary worth of the employee is determined from such factors as the cost to replace the key employee, the employee’s salary and the employee’s contribution to company profits.

    The death benefit and cash surrender value are payable to the company. If the key employee lives to retirement, the company can use the cash surrender value to fund a non-qualified, deferred compensation plan for the employee. The death benefit can be used even if the employee lives to retire. The employee’s death during retirement can fund a payment or income stream to the surviving spouse.

    The premiums paid by the company are non-deductible, but the death benefit proceeds are tax-free, although the alternative minimum tax may apply).

    Business Overhead Insurance

    When a small business owner becomes severely injured or disabled, the company must continue to pay operating expenses such as rent, utilities, and employee salaries. Individual disability policies only supplement the small business owner’s personal expenses. Without a business overhead insurance policy, the owner could be forced to use personal assets to fund ongoing business expenses. Business overhead insurance provides the owner with peace of mind that operating costs are covered during disability.

    A business overhead insurance policy outlines the costs covered and the dollar limits of coverage. The premiums for these policies are tax-deductible, but the benefits received are subject to tax.

    Split Dollar Life Insurance Policies

    A split dollar life insurance policy is not a specific type of insurance, but rather it is an arrangement that splits ownership between the company and the employee. Typically, the company “owns” the cash value of the policy, and the employee “owns” the death benefit. Split dollar policies are frequently used to fund deferred compensation plans – the accumulated cash value is used to provide income to the employee after retirement. If the employee dies prior to retirement, the employee’s heirs receive the death benefit.

    A potential pitfall is the need for the employee to declare the cost of insurance as income to avoid future adverse tax consequences. You should contact your tax advisor when considering these types of policies as the IRS has recently issued final Regulations and Notices on the taxation consequences of split dollar life insurance policies.